-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T2YyrG8FNtzEIIg9Ksnjq5TPWmVJ9vSqouY0r07UjlJqcVBtgNmCxMKh4LdIDyES PJY6+bcEyuK5l3zXzUp6Xg== 0000891547-96-000015.txt : 20030213 0000891547-96-000015.hdr.sgml : 20030213 19960126134431 ACCESSION NUMBER: 0000891547-96-000015 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960126 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MAXICARE HEALTH PLANS INC CENTRAL INDEX KEY: 0000722573 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 953615709 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-35866 FILM NUMBER: 96507409 BUSINESS ADDRESS: STREET 1: 1149 S BROADWAY ST STREET 2: SUITE 910 CITY: LOS ANGELES STATE: CA ZIP: 90015 BUSINESS PHONE: 2137652000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RYBACK MANAGEMENT CORP /MO /ADV CENTRAL INDEX KEY: 0000891547 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 431615580 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 7711 CARONDELET AVE STE 700 CITY: ST LOUIS STATE: MO ZIP: 63105 BUSINESS PHONE: 3147275305 MAIL ADDRESS: STREET 1: 7711 CARONDELET STE 700 CITY: ST LOUIS STATE: MO ZIP: 63105 FORMER COMPANY: FORMER CONFORMED NAME: RYBACK MANAGEMENT CORP /MO/ /ADV DATE OF NAME CHANGE: 19940822 SC 13G 1 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 SCHEDULE 13-G Under the Securities Exchange Act of 1934 (Amendment No. 2 ) Maxicare Health Plans, Inc. (Name of Issuer) Common Stock and 9% Series A Convertible Preferred 144a Stock and Series PR Preferred 144a Stock (Title of Class of Securities) 577904-20-4 and 577904-30-3 (CUSIP Number) Check the following box if a fee is being paid with this statement (A fee is not required only if the filing person: (1) has a previous statement on reporting the beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities and Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 Name of reporting person: Ryback Management Corporation I.R.S. Identification No. of Above Entity 43-1615580 Check Appropriate Box if a member of a group* 3. SEC use only 4. Citizenship or Place of Organization Michigan Number of 5. Sole Voting Power Shares 250,000 common stock Beneficially Owned 6. Shared Voting Power By 7. Sole Dispositive Power Reporting 250,000 shares With 8. Shared Dispositive Power 9. Aggregate Amount Beneficially owned by each reporting person 250,000 shares of common stock 10. Check Box if the Aggregate amount in Row (9) excludes certain shares 11. Percent of Class Represented by Amount in Row (9) 1.40% 12. Type of Reporting Person IA - Ryback Management Corporation IV - Lindner Investment Series Trust sec 1745 (6-80) SEE INSTRUCTION BEFORE FILLING OUT! 3 SEC 13G SECURITIES AND EXCHANGE COMMISSION SCHEDULE 13g Amendment No. 2 Item 1(a) Name of Issuer: Maxicare Health Plans, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 1149 South Broadway Street Los Angeles, CA 90015 Item 2(a) Name of Person Filing: Ryback Management Corporation Item 2(b) Address of Principal Business Office: 7711 Carondelet Ave., Box 16900, St. Louis, MO 63105 Item 2(c) Citizenship: Michigan Items 2(d) Title and Class of Securities: Common Stock Item 2(e) CUSIP: 577904-20-4 common 577904-30-3 convertible preferred Item 3 This statement is filed pursuant to Rule 13d-1(b) or, 13d-2(b), on behalf of : [X] Investment Company registered under Section 8 of the Investment Company Act (LINDNER INVESTMENT SERIES) [X] Investment Company Adviser registered under Section 203 of the Investment Advisers Act of 1940 (RYBACK MANAGEMENT CORPORATION) Item 4 Ownership: The Shares listed below were held in a fiduciary capacity by Ryback Management Corporation and/or Lindner Investment Series Trust as of December 31, 1995 (A) Amount beneficially owned: 250,000 common shares (B) Percent of class: 1.40% (C) Number of shares as to which such subject COMPANY has: (1)sole power to vote or direct to vote: 250,000 (2)shared power to vote or direct to vote: (3)sole power to dispose of or direct disposition of: 250,000 (4)shared power to dispose or direct disposition of: Instruction: For computation regarding securities which represent the right to acquire an underlying security see Rule 13d. 4 Item 5. Ownership of Five Percent or Less of a Class Lindner Growth Fund (formerly Lindner Fund, Inc.), a separate series of the Lindner Investment Series Trust, is no longer the beneficial owner of more than five percent of the outstanding class of securities. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported On By the Parent Holding Company. See Item 3 Item 8. Identification and Classification of Members of the Group. Not Applicable Item 9. Notice of Dissolution of Group Not Applicable Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATED: January 25, 1996 /s/ Eric E. Ryback, President Ryback Management Corporation Lindner Investment Series Trust (314) 727-5305 -----END PRIVACY-ENHANCED MESSAGE-----